MODERATOR
:
Matthew H. Neels, Senior Vice President/Chief Compliance Officer, Capital One, NA, Richmond, VA
SPEAKER
(S):
Prince McKnight Esq, Senior Vice President, Director of Compliance, BSA Officer, Guaranty Bank, Austin, TX
Timothy O. Naughton, Partner, Hudson Cook LLP, Hanover, MD
Paul Townsend, Vice President, Capital One Services, Inc., Richmond, VA
Description
Market activity suggests that bank acquisition activity is likely to continue. For the compliance officer, this often means getting involved on short notice, being asked to evaluate and weigh in on a variety of potential compliance risk factors, and provide input to the acquisition decision and valuation.
For banks of all sizes, this session will cover:
· Being prepared for the due diligence...now;
· Targeting the critical deal factors & conclusions;
· Program integration pitfalls and how to avoid them;
· Framework for successfully integrating two compliance
cultures.
No items are available for this session.