Session Information
ABA Money Laundering Enforcement Conference
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Enhanced Due Diligence Issues in AML
Track
:
October 13, 2009
Program Code:
200
Date:
Tuesday, October 13, 2009
Time:
2:30 PM to 4:00 PM
EST
Location:
Marriott Ballroom 2-3
MODERATOR
:
Peter J. Neilson, Senior Vice President, Director of AML Compliance, Capital One Bank, New Orleans, LA
SPEAKER
(S):
Elizabeth M. Snyder, CRCM, Senior Vice President/ Chief Compliance Officer, Leaders Bank, Oak Brook, IL
Linda A. Grandstaff, Executive Vice President Risk Management Group, Key Bank National Association, Cleveland, OH
Description
Panelists representing banks, of varying sizes, will share components of their Enhanced Due Diligence programs. Specifically, speakers will answer how they define/execute KYC > CDD vs. EDD in terms of:
• What questions do you ask as part of your customer origination process?
• How do you risk score customers (what factors go into the scoring, what are the scores, what are the weights, etc.)?
• What is an EDD review?
• How big is your population of high risk customers, how often do they get reviewed?
• What is the feedback provided to the business lines?
• What are the pain points?
• What questions do you ask as part of your customer origination process?
• How do you risk score customers (what factors go into the scoring, what are the scores, what are the weights, etc.)?
• What is an EDD review?
• How big is your population of high risk customers, how often do they get reviewed?
• What is the feedback provided to the business lines?
• What are the pain points?
Video Synchronized to PowerPoint
(Code: 200)
This session is a part of:
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