Session Information
ABA Money Laundering Enforcement Conference
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Fraud as an Operational Issue
Track
:
October 11, 2009
Program Code:
040
Date:
Sunday, October 11, 2009
Time:
1:30 PM to 2:45 PM
EST
Location:
Washington 5-6
MODERATOR
:
James R. Richards, Executive Vice President/BSA Officer, Wells Fargo and Co., San Francisco, CA
SPEAKER
(S):
Todd Cooper, Vice President-General Manager, FinancialIntelligence Unit, Wolters Kluwer Financial Services| PCi ,Waltham, MA
Christopher T. Spellman, CRCM, Senior Vice President and Compliance Officer, Morrill and Janes Bank & Trust, Merriam, KS
Tom S. Lickiss, Senior Vice President/Director, Financial Intelligence Unit, Wells Fargo & Co. San Francisco, CA
Lisa M. Grigg, Senior Vice President, Special Investigations, Bank of America, Charlotte, NC
Description
This session will be an examination of how to reengineer your organization to consolidate fraud and AML in a practical and meaningful way.
Discussions will include:
•How to structure to detect fraud – pros/cons;
•Front end KYC remediation;
•Conducting internal investigations;
•Impact on audit.
Discussions will include:
•How to structure to detect fraud – pros/cons;
•Front end KYC remediation;
•Conducting internal investigations;
•Impact on audit.
Audio Synchronized to PowerPoint
(Code: 040)
This session is a part of:
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