Session Information
SCCE 9th Annual Compliance & Ethics Institute
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RISK TRACK: Mergers & Acquisitions
Track : Concurrent Session IV — Mon. 9/13/10 — 4:30-5:30pm
Program Code: 406
Date: Monday, September 13, 2010
Time: 4:30 PM to 5:30 PM  EST
Location: Grand Ballroom 2, Ballroom Level
SPEAKER (S):
John D. Soriano, Former Vice, President‑Compliance and Deputy General
Lisa Kuca, Former Ad Hoc Advisory Group Member, U.S. Sentencing Commission
Description
• Importance of due diligence
• Investigation, disclosure and remediation before and after closing
• How to integrate ethics and compliance programs


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(Code: 406)
  
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