SCCE 9th Annual Compliance & Ethics Institute
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In House Counsel and Compliance Officer: Can Both Hats Sit on the Same Person?
Track
:
Concurrent Session I — Mon. 9/13/10 — 11:00am-12:00pm
Program Code:
102
Date:
Monday, September 13, 2010
Time:
11:00 AM to 12:00 PM
EST
Location:
Grand Ballroom 1, Ballroom Level
SPEAKER
(S):
Russ Berland, JD, Of Counsel, Stinson Morrison Hecker LLP
Odell Guyton, JD, CCEP, Director of Compliance, Microsoft Corporation
Ronald E. Berenbeim, Principal Researcher, Business Ethics, The Conference Board
Description
• Should the compliance function be housed within the legal department?
• What do the Model Rules of Professional Conduct say about how attorneys should act as compliance officers?
• Under what circumstances do the roles of in house counsel and compliance officer come into conflict?