SCCE 9th Annual Compliance & Ethics Institute
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RISK TRACK: Mergers & Acquisitions
Program Code:
406
Date:
Monday, September 13, 2010
Time:
4:30 PM to 5:30 PM
EST
SPEAKER
(S):
John D. Soriano, Former Vice, President‑Compliance and Deputy General
Lisa Kuca, Former Ad Hoc Advisory Group Member, U.S. Sentencing Commission
Description
• Importance of due diligence
• Investigation, disclosure and remediation before and after closing
• How to integrate ethics and compliance programs