SCCE 9th Annual Compliance & Ethics Institute
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Recent Compliance Investigations
Track
:
Concurrent Session VII — Tues. 9/14/10 — 3:00-4:00pm
Program Code:
702
Date:
Tuesday, September 14, 2010
Time:
3:00 PM to 4:00 PM
EST
Location:
ST. Gallen, 2nd Floor Event Center
SPEAKER
(S):
Stephen Martin, General Counsel & Chief Compliance Officer, Corpedia
Marc Litt, Assistant U.S. Attorney for the Southern District of New York, U.S. Department of Justice
Paul McNulty, Baker & McKenzie LLP
Description
• How to handle government investigations
• Learning from the past: recent compliance investigations
• A roundtable discussion of compliance failures: learning from the past